Financial Services
We support financial institutions from licensing, ongoing regulatory compliance, enforcement proceedings up to transactions and winding-down
Banks, securities firms, insurers, investment firms and other financial providers rely on our expertise in regulatory, corporate and transactional matters:
- Advising Swiss and foreign banks, insurance companies, asset managers, funds and their sponsors.
- Licensing proceedings, including notifications and regulatory approvals of transactions
- Enforcement proceedings
- Advice on setting up marketing private and public funds
- Advice on corporate governance and organizational matter
- Regulatory advice on financial services
- Compliance with regulations on derivatives
- Compliance with regulations on market abuse
- Anti-money laundering and combating terrorism financing
